Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason R Rasmussen | 6074487 | 6 | 05/24/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason R Rasmussen | 6074487 | 6 | 12/04/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Alan Zoerner | 4681426 | 1 | 11/13/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nathaniel Schneider | 2510211 | 1 | 07/23/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Kelly Breeze | 2591120 | 3 | 06/30/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Thomas Price | 1671083 | 1 | 04/08/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason R Rasmussen | 6074487 | 6 | 01/14/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neil David Chonofsky | 2498401 | 1 | 08/22/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Ochlan | 2949140 | 1 | 02/02/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dixon David Handwerk | 4379500 | 2 | 03/08/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |