Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Raymond Linska | 1360845 | 1 | 02/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Marie Kugel | 6637223 | 1 | 02/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas L Tousignant | 5137431 | 2 | 01/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Vigil | 5265026 | 2 | 01/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Marc Greco | 3093804 | 2 | 01/12/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Edward Sandstrom | 1144542 | 4 | 12/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Iorwuese Ifan | 4677096 | 2 | 11/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Marie Brown | 4214896 | 16 | 10/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Edward Langston | 1364931 | 6 | 09/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Marie Brown | 4214896 | 16 | 09/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |