Our Staff has compiled our research into a database of FINRA Broker Disclosures for Canaccord Genuity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gordon Philip Wright | 5532177 | 5 | 12/31/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon Philip Wright | 5532177 | 5 | 07/31/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Aflitto | 5688875 | 3 | 03/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon Philip Wright | 5532177 | 5 | 06/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon Philip Wright | 5532177 | 5 | 07/28/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Lawrence Petsky | 2604088 | 2 | 04/08/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Gannon Leitch | 4607283 | 1 | 02/01/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Aflitto | 5688875 | 3 | 06/19/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Paul Miller | 4223692 | 1 | 01/23/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Patrick Brooks | 4707154 | 1 | 09/01/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |