Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Annette Norma Rapp | 3070483 | 2 | 05/28/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Haydee Bravo Villena | 4767295 | 2 | 05/22/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yenis Dennis Roberts | 7218933 | 3 | 05/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian Davis | 7233699 | 1 | 05/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hans Boehm | 2835609 | 3 | 05/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Donovan | 5565198 | 6 | 05/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shashe Shawishi Pigram | 6325419 | 1 | 05/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cordell Lee Blair | 2616122 | 3 | 05/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Reggy Moore Baptiste | 5717399 | 1 | 05/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Felicia Yvonne Banks | 6580069 | 1 | 05/15/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |