Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Milton House | 2527668 | 15 | 08/02/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cedric Norfleet Southerland | 2888912 | 3 | 01/04/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cedric Norfleet Southerland | 2888912 | 3 | 11/16/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steve Michael Coring | 3007312 | 4 | 08/10/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyrone Adams | 2818059 | 1 | 12/03/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Thomas Maultsby | 5438225 | 2 | 11/27/1957 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Iris Grandy | 1330277 | 1 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Easaw | 2309978 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ricky Lewis Mathis | 1255127 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carl Neal Watts | 1315532 | 2 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |