Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cedric Norfleet Southerland | 2888912 | 3 | 02/11/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary E Pratt | 5559480 | 1 | 11/26/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sudana Bobatoon | 2703045 | 2 | 10/17/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sudana Bobatoon | 2703045 | 2 | 09/20/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Milton House | 2527668 | 15 | 08/17/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Henry Anderson | 2911016 | 3 | 05/17/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Milton House | 2527668 | 15 | 03/03/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Gene Hise | 1435443 | 1 | 01/20/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Franklin Boyle | 6132450 | 1 | 08/29/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elise Gwendolyn Capers | 2553975 | 2 | 11/25/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |