Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Hall | 7365435 | 2 | 06/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Keith Cardwell | 4279728 | 3 | 06/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dominique Cornette | 7353755 | 3 | 06/07/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Thomas Hardin | 7800193 | 1 | 06/07/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Harold Anthony Davis | 4454979 | 3 | 06/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Horby Lopez | 6616021 | 4 | 06/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Barbee | 6739996 | 5 | 06/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Morgan Backus | 7641404 | 1 | 06/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcell Maurice Russell | 6916649 | 3 | 05/31/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Harold Stumbo | 1505092 | 5 | 05/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |