Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Thomas Kase | 2708404 | 1 | 06/28/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Garrick K Nagao | 6191439 | 1 | 06/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Lee Helton | 7343056 | 4 | 06/24/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yenis Dennis Roberts | 7218933 | 3 | 06/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Lee Helton | 7343056 | 4 | 06/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Lee Helton | 7343056 | 4 | 06/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Wayne Howell | 4348610 | 1 | 06/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cassia Joy Davis | 7299693 | 1 | 06/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Silva | 7710879 | 1 | 06/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian Keith Nelson | 5779195 | 3 | 06/14/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |