Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Giardini | 7329018 | 1 | 11/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Scott Hayes | 6164040 | 1 | 11/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Devaughn Hines | 5863317 | 3 | 11/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Gil Leano | 2650052 | 4 | 10/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ruthann Hermsen | 4947423 | 7 | 10/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Barry Esteban | 4911054 | 1 | 10/30/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sergio Rodriguez Magana | 3211829 | 2 | 10/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wilma Socorro Rosa | 2998379 | 1 | 10/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Nix | 5643637 | 1 | 10/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kendrick Devon Widemon | 6946701 | 2 | 10/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |