Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Sharon Lundie | 2448891 | 1 | 07/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Miguel Angel Lazo | 5698610 | 2 | 07/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Flor Pascual Pedro | 4365006 | 1 | 07/09/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Lee Helton | 7343056 | 4 | 07/09/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cameron Borowiec | 6723928 | 4 | 07/08/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shaun Uhrin | 7792773 | 2 | 07/05/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paulette Boehms Christensen | 4386067 | 2 | 07/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jamil Toman Favors | 7687507 | 1 | 07/03/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Haydee Bravo Villena | 4767295 | 2 | 07/01/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul P Newell | 5634344 | 1 | 07/01/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |