Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karina Carmen Silva | 6986645 | 1 | 08/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William David Turner | 7885943 | 1 | 07/31/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Karina Jimenez | 6766690 | 4 | 07/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stuart D Berg | 2878187 | 1 | 07/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Yenis Dennis Roberts | 7218933 | 3 | 07/26/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Carolyn Burwell | 5283147 | 6 | 07/24/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Anthony Olges | 7124160 | 2 | 07/18/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Lee Bridges | 1630222 | 2 | 07/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sandra Cecilia Benitez | 2188738 | 1 | 07/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donta Theodore Thomas | 6681510 | 2 | 07/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |