Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janete Magalli Rivera-Michel | 5754050 | 1 | 08/23/2024 | Customer Dispute | Pending | $1,900,000.00 | $0.00 | See FINRA Report |
| Robert James Ellis | 7533155 | 2 | 08/23/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Wanda K Ellis | 7807210 | 1 | 08/23/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David M Reyes | 5330710 | 1 | 08/22/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brett Alexander Wooten | 5928719 | 1 | 08/20/2024 | Customer Dispute | Pending | $365,000.00 | $0.00 | See FINRA Report |
| Shawn Curtis Lester | 6101813 | 1 | 08/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chonita Dae Rose | 7651092 | 2 | 08/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shaun Uhrin | 7792773 | 2 | 08/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Tatjana Janga | 5943281 | 1 | 08/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Amy Lorain Peek | 5913114 | 1 | 08/13/2024 | Customer Dispute | Pending | $8,000.00 | $0.00 | See FINRA Report |