Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rocio Tovar Rodriguez | 5832113 | 3 | 11/30/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Hardy | 6104839 | 2 | 11/30/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Llopis | 6473674 | 2 | 11/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zoe Bianca Singleton | 6039635 | 2 | 11/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melvin Singleton | 5695940 | 2 | 11/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melvin Singleton | 5695940 | 2 | 11/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael W Monroe | 5526776 | 8 | 11/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Lyn Monroe | 5386078 | 1 | 11/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eugene Tsirlin | 5381228 | 3 | 11/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Arlen Illg | 6235029 | 1 | 11/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |