Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lyhen Fiallo | 4579582 | 1 | 03/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric A Fiallo | 5123703 | 1 | 03/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Emile Cilien | 6774148 | 1 | 03/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cornelius Lee Painter | 2543484 | 4 | 03/05/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexis Maria Beeson | 2610791 | 1 | 03/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Rigor Gines | 6418486 | 4 | 03/04/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kent Richard Preston | 2376113 | 1 | 02/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lori Preston | 4852483 | 1 | 02/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cavellia Alcolea | 6170151 | 2 | 02/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Lawrence | 7715490 | 1 | 02/29/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |