Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carolyn Burwell | 5283147 | 6 | 03/28/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Samuel White | 6888653 | 1 | 03/27/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Wisniewski | 7320099 | 4 | 03/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anne S Kies | 4989806 | 1 | 03/25/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Powell | 5778879 | 5 | 03/25/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Aaron Wilk | 6880285 | 3 | 03/22/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Telmo Veiga Galvao | 2134366 | 3 | 03/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy John Suarez | 7487125 | 1 | 03/18/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Owen | 4707899 | 17 | 03/15/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Marshall C Gudgel | 4426394 | 1 | 03/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |