Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roderick Tramell Ross | 6890620 | 2 | 04/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Roderick Tramell Ross | 6890620 | 2 | 04/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Wisniewski | 7320099 | 4 | 04/05/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Vickie Renae Dixon | 7765451 | 4 | 04/05/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Wayne Michael Louk | 2983069 | 2 | 04/04/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Noelia Rosana Riquelme Ramirez | 6192794 | 1 | 04/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angie Solorio | 6121725 | 1 | 04/02/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Costello | 2584576 | 2 | 03/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theresa Marie White | 5382078 | 6 | 03/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jennifer Kruss | 6727328 | 8 | 03/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |