Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Robert Holman | 4164441 | 2 | 05/25/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Robert Francis Freiter | 1343760 | 1 | 05/18/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Jon Reis | 2127055 | 1 | 03/16/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Lawrence Latesta | 1465885 | 1 | 02/01/2016 | Customer Dispute | Settled | $29,850.00 | $0.00 | See FINRA Report |
| Danny Enrico Bottoni | 2558324 | 1 | 01/30/2016 | Customer Dispute | Settled | $39,714.00 | $0.00 | See FINRA Report |
| James Willard Deffenbaugh | 2265134 | 1 | 01/25/2016 | Customer Dispute | Settled | $96,551.00 | $0.00 | See FINRA Report |
| Lisa Ann Kulow | 5149751 | 2 | 12/09/2015 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Joseph Dominic Vaglica | 2795673 | 2 | 09/28/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Curtis Calloway | 1540951 | 1 | 08/25/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Charlie J Cook | 1085200 | 1 | 08/04/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |