Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Arthur Vernon Semper | 2814791 | 2 | 03/20/2017 | Customer Dispute | Settled | $7,103.00 | $0.00 | See FINRA Report |
| Joshua Johner | 4760065 | 1 | 02/16/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gerard Salvotore Dipietro | 2662797 | 1 | 12/28/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Eddie Wardell Brigham | 1639776 | 1 | 12/02/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randy Darren Cole | 4777219 | 2 | 10/27/2016 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Juan Alexis Rodriguez | 4486047 | 2 | 10/14/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Armand Keuchkarian | 2815611 | 2 | 10/05/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jane Brown | 5721871 | 2 | 07/17/2016 | Customer Dispute | Settled | $45,262.40 | $0.00 | See FINRA Report |
| Dataram Narain | 2497478 | 2 | 06/20/2016 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |
| David Lee Howard | 1211507 | 5 | 05/25/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |