Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Dwayne Davis | 2540445 | 1 | 10/02/2017 | Customer Dispute | Settled | $7,969.89 | $0.00 | See FINRA Report |
| Ronald Allen Mims | 1945590 | 5 | 09/27/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Micalizzi | 2480923 | 1 | 09/06/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Edward Wieman | 2535320 | 1 | 08/30/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dave Abog | 4474647 | 1 | 08/30/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Forrest Joseph Ireland | 4015622 | 1 | 08/24/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Nordblom | 2236507 | 1 | 05/11/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Karonne Tace Carlsen | 4684040 | 1 | 04/13/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Scott Kellis | 4126944 | 2 | 03/28/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Ray Steely II | 4259096 | 1 | 03/25/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |