Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Paul Sweeney | 6553429 | 1 | 08/20/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carol Lynn Bordieri | 4603389 | 1 | 08/20/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Dagesse Wallace | 2732380 | 1 | 08/07/2018 | Customer Dispute | Settled | $6,634.09 | $0.00 | See FINRA Report |
| Patrick Joseph Dunn | 2583457 | 1 | 08/03/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Garland Minter | 1726214 | 2 | 06/07/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lesley Renee Cortez | 4779349 | 1 | 04/19/2018 | Customer Dispute | Settled | $9,835.13 | $0.00 | See FINRA Report |
| Dataram Narain | 2497478 | 2 | 04/19/2018 | Customer Dispute | Settled | $2,600.00 | $0.00 | See FINRA Report |
| Kevin Longino Rojas | 2045412 | 4 | 03/30/2018 | Customer Dispute | Settled | $11,815.00 | $0.00 | See FINRA Report |
| Nicole Bissessar | 6265023 | 1 | 02/08/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Ring | 5700833 | 1 | 10/13/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |