Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Naomi Marie Farley Stiekes | 1039933 | 1 | 04/21/2000 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| David Wayne Rabenold | 2322718 | 4 | 03/29/2000 | Customer Dispute | Settled | $7,582.00 | $0.00 | See FINRA Report |
| James Michael Lockhart | 2686713 | 9 | 03/03/2000 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Larry Eugene Norton | 1765551 | 3 | 03/02/2000 | Customer Dispute | Settled | $11,196.00 | $0.00 | See FINRA Report |
| Jo Ann Efsaif Morgan | 2810516 | 1 | 01/24/2000 | Customer Dispute | Settled | $91,633.00 | $0.00 | See FINRA Report |
| Elizabeth Rebecca Hitchcock | 1094311 | 3 | 12/02/1999 | Customer Dispute | Settled | $37,255.00 | $0.00 | See FINRA Report |
| Elizabeth Rebecca Hitchcock | 1094311 | 3 | 02/24/1999 | Customer Dispute | Settled | $79,266.00 | $0.00 | See FINRA Report |
| Randy Lowell Peterson | 2588947 | 1 | 06/08/1998 | Customer Dispute | Settled | $28,488.00 | $0.00 | See FINRA Report |
| Gregory Blair Fitzpatrick | 209148 | 2 | 01/07/1998 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Ricky Ray Ezell | 1177730 | 1 | 03/12/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |