Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Alan Sapolsky | 1338925 | 15 | 09/07/2001 | Customer Dispute | Settled | $35,955.20 | $0.00 | See FINRA Report |
| Edward Paul Jones | 1037393 | 2 | 09/04/2001 | Customer Dispute | Settled | $7,700.00 | $0.00 | See FINRA Report |
| Delbert L McCaslin | 1360580 | 1 | 08/17/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Bennie Abraham Herrera | 2521281 | 1 | 07/27/2001 | Customer Dispute | Settled | $31,634.80 | $0.00 | See FINRA Report |
| Leo Konrad Spanner | 2796751 | 1 | 07/13/2001 | Customer Dispute | Settled | $4,500.00 | $0.00 | See FINRA Report |
| Tiffany Noreen Thorne | 2720535 | 1 | 04/17/2001 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Beth Anne McKinney | 2615856 | 1 | 04/16/2001 | Customer Dispute | Settled | $33,470.00 | $0.00 | See FINRA Report |
| Michael Todd Burke | 2678156 | 1 | 03/09/2001 | Customer Dispute | Settled | $29,516.10 | $0.00 | See FINRA Report |
| Jack Alan Sapolsky | 1338925 | 15 | 01/09/2001 | Customer Dispute | Settled | $44,910.20 | $0.00 | See FINRA Report |
| George Emerson Riley | 2075153 | 5 | 05/15/2000 | Customer Dispute | Settled | $20,413.40 | $0.00 | See FINRA Report |