Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Harold Stumbo | 1505092 | 5 | 03/11/2002 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Stephen Mark Pepmeyer | 1348544 | 1 | 02/25/2002 | Customer Dispute | Settled | $27,700.00 | $0.00 | See FINRA Report |
| Larry Eugene Norton | 1765551 | 3 | 02/19/2002 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Richard David Newman | 1278716 | 1 | 02/15/2002 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |
| Gary Eugene Huggins | 1202276 | 2 | 01/17/2002 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| David Parke | 3099330 | 3 | 12/10/2001 | Customer Dispute | Settled | $88,000.00 | $0.00 | See FINRA Report |
| Christopher Havard | 1821095 | 1 | 12/07/2001 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Richard Arthur Ellinger | 1234433 | 1 | 12/04/2001 | Customer Dispute | Settled | $25,359.30 | $0.00 | See FINRA Report |
| Jack Alan Sapolsky | 1338925 | 15 | 12/03/2001 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Raymond Stanley Krutz | 870280 | 2 | 09/13/2001 | Customer Dispute | Settled | $64,723.00 | $0.00 | See FINRA Report |