Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Frank Osterday | 1977629 | 1 | 08/19/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jack Alan Sapolsky | 1338925 | 15 | 08/06/2003 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Dennis Joseph Sauvageau | 1269145 | 1 | 07/22/2003 | Customer Dispute | Settled | $45,900.00 | $0.00 | See FINRA Report |
| Benjamin Cain Terry | 2783064 | 1 | 07/08/2003 | Customer Dispute | Settled | $40,272.00 | $0.00 | See FINRA Report |
| Sean Lee Murphy | 1967346 | 2 | 06/27/2003 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Nestor Dorian White | 1926850 | 1 | 06/25/2003 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Llewellyn Anthony Way | 2633960 | 1 | 06/23/2003 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| David Daniel Gilbert | 2956316 | 1 | 05/21/2003 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Raymond Stanley Krutz | 870280 | 2 | 04/16/2003 | Customer Dispute | Settled | $68,282.10 | $0.00 | See FINRA Report |
| Deepak R Shah | 2503014 | 6 | 04/14/2003 | Customer Dispute | Settled | $106,628.00 | $0.00 | See FINRA Report |