Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Shashaty | 1983586 | 1 | 04/07/2004 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Idris Merriman | 710059 | 2 | 02/18/2004 | Customer Dispute | Settled | $32,738.00 | $0.00 | See FINRA Report |
| John Stanley Cefalu | 1833338 | 1 | 02/03/2004 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Cyril Matthew Brennan | 2832031 | 1 | 01/22/2004 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Stephen James Carew | 2331593 | 1 | 01/21/2004 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| Margaret Adele Leon | 1103602 | 1 | 11/13/2003 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kriss Kenneth Klaus | 1406503 | 1 | 10/30/2003 | Customer Dispute | Settled | $42,968.60 | $0.00 | See FINRA Report |
| Troy Lee Fields | 2584320 | 4 | 10/17/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Peter Nowak | 1358407 | 2 | 09/02/2003 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Frank Peter Nowak | 1358407 | 2 | 08/27/2003 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |