Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Wayne Mitchell | 862371 | 1 | 11/23/2004 | Customer Dispute | Settled | $272,000.00 | $0.00 | See FINRA Report |
| Jaime Rudolph Quintanilla | 2020408 | 8 | 10/28/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Ray Hartley | 1141270 | 8 | 09/14/2004 | Customer Dispute | Settled | $63,650.00 | $0.00 | See FINRA Report |
| Terry Lee Mentink | 1628828 | 3 | 09/09/2004 | Customer Dispute | Settled | $14,211.50 | $0.00 | See FINRA Report |
| Michael Scott Works | 3272622 | 1 | 09/08/2004 | Customer Dispute | Settled | $10,434.00 | $0.00 | See FINRA Report |
| Richard Kirby Kanoy | 1183161 | 1 | 08/16/2004 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |
| Steven P Martinucci | 4126970 | 1 | 08/06/2004 | Customer Dispute | Settled | $1,558.96 | $0.00 | See FINRA Report |
| Charline Frances Neal | 2227500 | 1 | 07/20/2004 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Eugene Smith | 1457408 | 1 | 05/12/2004 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Mark Noshir Hansotia | 2409073 | 1 | 05/12/2004 | Customer Dispute | Settled | $65,614.10 | $0.00 | See FINRA Report |