Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephanie Antina Lampley | 2008865 | 1 | 07/14/2021 | Customer Dispute | Settled | $5,709.00 | $0.00 | See FINRA Report |
| Calvin Franklin | 2496437 | 6 | 03/04/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vernon Morris Syverson | 2825693 | 1 | 03/02/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Phil Donahue | 1206346 | 4 | 11/30/2020 | Customer Dispute | Settled | $131,884.00 | $0.00 | See FINRA Report |
| Edward Eugene Colley | 1395769 | 1 | 06/05/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Allen Mims | 1945590 | 5 | 09/10/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Curtis Wine | 1337155 | 2 | 08/29/2019 | Customer Dispute | Settled | $8,700.00 | $0.00 | See FINRA Report |
| Brantley Jay Vogt | 4609512 | 1 | 07/26/2019 | Customer Dispute | Settled | $8,400.00 | $0.00 | See FINRA Report |
| Leandro Luis Garcia Munoz | 6247470 | 1 | 07/24/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Harold Glaeser | 1157063 | 1 | 04/18/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |