Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harjinder Singh Sohal | 2839146 | 1 | 03/18/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Reeves Hicks | 1437007 | 3 | 03/17/2019 | Customer Dispute | Settled | $6,600.00 | $0.00 | See FINRA Report |
| Michael Henry Broderick | 2418658 | 1 | 03/15/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dale R Giddings | 6007688 | 1 | 03/01/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Nunes Henriques | 2880672 | 2 | 01/04/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joshua Sandigo | 6234261 | 1 | 12/19/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Ray Hartley | 1141270 | 8 | 11/06/2018 | Customer Dispute | Settled | $9,057.00 | $0.00 | See FINRA Report |
| Patrick Wayne Friderich | 2954378 | 1 | 10/19/2018 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Michael Paul Sweeney | 6553429 | 1 | 08/20/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carol Lynn Bordieri | 4603389 | 1 | 08/20/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |