Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Charles Gaisford | 2751828 | 1 | 11/09/2005 | Customer Dispute | Settled | $17,875.40 | $0.00 | See FINRA Report |
| Dorothelia Coley | 3071500 | 6 | 10/07/2005 | Customer Dispute | Settled | $6,955.00 | $0.00 | See FINRA Report |
| Marie P Wilson | 2791456 | 1 | 09/14/2005 | Customer Dispute | Settled | $34,175.00 | $0.00 | See FINRA Report |
| Saul Custodio | 4362288 | 1 | 09/14/2005 | Customer Dispute | Settled | $34,175.00 | $0.00 | See FINRA Report |
| Jack Alan Sapolsky | 1338925 | 15 | 08/17/2005 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Jack Alan Sapolsky | 1338925 | 15 | 08/17/2005 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |
| James Grant Mullin | 1460032 | 2 | 07/22/2005 | Customer Dispute | Settled | $19,200.00 | $0.00 | See FINRA Report |
| Nathaniel Robert Allen | 4388180 | 1 | 07/19/2005 | Customer Dispute | Settled | $10,500.00 | $0.00 | See FINRA Report |
| Philip Peter Saglembeni | 2728494 | 1 | 07/08/2005 | Customer Dispute | Settled | $19,421.00 | $0.00 | See FINRA Report |
| Matthew Paul Knable | 2568368 | 1 | 06/28/2005 | Customer Dispute | Settled | $6,181.00 | $0.00 | See FINRA Report |