Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laderrek Tremayne Lee | 4138368 | 1 | 12/06/2006 | Customer Dispute | Settled | $8,400.00 | $0.00 | See FINRA Report |
| Martin Romulo Flores | 2744739 | 2 | 11/28/2006 | Customer Dispute | Settled | $16,939.90 | $0.00 | See FINRA Report |
| Kaye Anne Hayes | 2024568 | 1 | 08/11/2006 | Customer Dispute | Settled | $9,235.00 | $0.00 | See FINRA Report |
| James Douglas Hicken | 2040641 | 1 | 07/31/2006 | Customer Dispute | Settled | $19,095.00 | $0.00 | See FINRA Report |
| Juvenal Rodrigues Gaspar | 2051498 | 2 | 07/31/2006 | Customer Dispute | Settled | $8,251.00 | $0.00 | See FINRA Report |
| Archie Stanley Magee | 3126590 | 1 | 07/19/2006 | Customer Dispute | Settled | $6,024.00 | $0.00 | See FINRA Report |
| Terrill Knighton | 2311217 | 4 | 07/18/2006 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Thomas David Landrum | 1039038 | 2 | 07/17/2006 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Tauheed Shareef Burke | 1621592 | 2 | 07/11/2006 | Customer Dispute | Settled | $5,300.00 | $0.00 | See FINRA Report |
| Ronald Day Robertson | 1383216 | 1 | 06/01/2006 | Customer Dispute | Settled | $22,061.00 | $0.00 | See FINRA Report |