Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Agya Ram Saini | 2278740 | 1 | 11/16/2007 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Donald Anthony Robinson | 1016506 | 1 | 10/29/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Steven Ray Derstine | 4859206 | 3 | 10/22/2007 | Customer Dispute | Settled | $92,000.00 | $0.00 | See FINRA Report |
| Richard Lee Piper | 1562141 | 3 | 09/20/2007 | Customer Dispute | Settled | $7,727.57 | $0.00 | See FINRA Report |
| Charles Christopher Daniels | 4571277 | 1 | 09/04/2007 | Customer Dispute | Settled | $25,604.00 | $0.00 | See FINRA Report |
| Susie Harmon | 3204034 | 1 | 07/06/2007 | Customer Dispute | Settled | $25,736.00 | $0.00 | See FINRA Report |
| Dale Leroy Mathes | 1945297 | 1 | 06/12/2007 | Customer Dispute | Settled | $6,402.74 | $0.00 | See FINRA Report |
| Gurpreet Kaur-Singh | 2409031 | 3 | 05/16/2007 | Customer Dispute | Settled | $8,030.00 | $0.00 | See FINRA Report |
| Galen Orlando Williams | 2801299 | 2 | 05/14/2007 | Customer Dispute | Settled | $5,680.00 | $0.00 | See FINRA Report |
| Richard Raymond Becker | 1091012 | 1 | 05/08/2007 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |