Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Ray Hartley | 1141270 | 8 | 04/12/2008 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| David Wayne Thomas | 4569879 | 2 | 03/26/2008 | Customer Dispute | Settled | $56,114.00 | $0.00 | See FINRA Report |
| David Wayne Thomas | 4569879 | 2 | 03/26/2008 | Customer Dispute | Settled | $6,862.00 | $0.00 | See FINRA Report |
| Scott Patterson Pinckard | 1135293 | 1 | 03/20/2008 | Customer Dispute | Settled | $14,012.80 | $0.00 | See FINRA Report |
| David Brian Collins | 1896854 | 1 | 03/19/2008 | Customer Dispute | Settled | $10,160.40 | $0.00 | See FINRA Report |
| Eliezer David Katan | 2739962 | 2 | 03/17/2008 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Sherry Lynne Rager | 3061415 | 1 | 02/15/2008 | Customer Dispute | Settled | $2,332.00 | $0.00 | See FINRA Report |
| Robert Henry Niggebrugge | 2654956 | 1 | 01/23/2008 | Customer Dispute | Settled | $6,486.40 | $0.00 | See FINRA Report |
| Rocco Stigliano | 2825559 | 3 | 12/19/2007 | Customer Dispute | Settled | $16,200.80 | $0.00 | See FINRA Report |
| Bobby Joe Redd | 2276900 | 5 | 11/27/2007 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |