Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Eugene Gastellum | 1572112 | 1 | 02/17/2011 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Rita Joann Shutters | 1677325 | 2 | 01/18/2011 | Customer Dispute | Settled | $16,500.00 | $0.00 | See FINRA Report |
| Ralph Leroy Dougherty | 1107011 | 1 | 12/28/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Jon Gendreau | 1337400 | 1 | 11/29/2010 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lynn Richards | 5265551 | 1 | 07/23/2010 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Calvin Franklin | 2496437 | 6 | 07/08/2010 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Thomas Ike Awagu | 2665392 | 1 | 05/07/2010 | Customer Dispute | Settled | $94,000.00 | $0.00 | See FINRA Report |
| Tyrone Alfonso Taylor | 1440652 | 3 | 02/25/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Lynn Alexander | 2389020 | 2 | 02/08/2010 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |
| Esther Martinez Baldivia | 2010178 | 1 | 11/16/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |