Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Lee Wells | 1217410 | 17 | 03/07/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Byron Dowell | 4701670 | 4 | 03/07/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Ray Derstine | 4859206 | 3 | 03/07/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Timothy Pulsoni | 3268380 | 1 | 02/25/2013 | Customer Dispute | Settled | $7,024.00 | $0.00 | See FINRA Report |
| Byron Dowell | 4701670 | 4 | 12/31/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wayne Martin Dean | 4539566 | 5 | 10/31/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Morris | 5037033 | 6 | 10/22/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Norman Dsilva | 2420634 | 1 | 10/18/2012 | Customer Dispute | Settled | $5,079.85 | $0.00 | See FINRA Report |
| Jan Barry Scher | 1430937 | 11 | 10/15/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jan Barry Scher | 1430937 | 11 | 09/13/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |