Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Buford Wendell Ford | 2599274 | 12 | 10/06/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Buford Wendell Ford | 2599274 | 12 | 10/06/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
John Anthony Zitnick | 1614406 | 2 | 10/04/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Rickey Les Allman | 1111252 | 1 | 09/23/2013 | Customer Dispute | Settled | $14,613.00 | $0.00 | See FINRA Report |
Ricardo Sanchez | 2341541 | 6 | 09/03/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Lillian Theresa Cucuzza | 1500776 | 1 | 08/24/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Charles Michael Morris | 5037033 | 6 | 06/13/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Guillermo Olmedillo | 4346278 | 1 | 06/11/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Rocco Stigliano | 2825559 | 3 | 06/05/2013 | Customer Dispute | Settled | $127.56 | $0.00 | See FINRA Report |
Gregory Blair Fitzpatrick | 209148 | 2 | 04/03/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |