Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Byron Dowell | 4701670 | 4 | 11/18/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Morris | 5037033 | 6 | 11/18/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Morris | 5037033 | 6 | 11/18/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Morris | 5037033 | 6 | 11/18/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Omar Francisco Oropesa | 2671923 | 1 | 11/08/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wayne Martin Dean | 4539566 | 5 | 11/08/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wayne Martin Dean | 4539566 | 5 | 11/08/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Byron Dowell | 4701670 | 4 | 11/01/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jan Barry Scher | 1430937 | 11 | 10/29/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Buford Wendell Ford | 2599274 | 12 | 10/29/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |