Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Alexis Rodriguez | 4486047 | 2 | 01/05/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tishawa Wedasemaryam Howard | 4267276 | 1 | 12/09/2014 | Customer Dispute | Settled | $200,220.00 | $0.00 | See FINRA Report |
| Eugene Curtis | 2526339 | 1 | 12/03/2014 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Marco A Daniel | 4974945 | 4 | 07/07/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Albert Toshia Dodd | 4934748 | 5 | 06/10/2014 | Customer Dispute | Settled | $31,758.80 | $0.00 | See FINRA Report |
| Steven Jan Hecht | 1285014 | 3 | 04/14/2014 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Donald Joseph Oliphant | 2065228 | 2 | 03/18/2014 | Customer Dispute | Settled | $32,660.50 | $0.00 | See FINRA Report |
| Leonard Carl Allen McReynolds | 2522566 | 11 | 02/28/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Donald Allen Miller | 1266201 | 1 | 12/04/2013 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael Lee Wells | 1217410 | 17 | 11/18/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |