Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas David Landrum | 4952185 | 2 | 10/25/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Dee Ehrhardt | 3221593 | 1 | 10/13/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Reginald Smith | 4274401 | 1 | 06/23/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Edward Smyth | 4700258 | 7 | 04/08/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Todd Compton | 7654163 | 1 | 01/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Edward Smyth | 4700258 | 7 | 01/04/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Jeremy Harris | 2666780 | 3 | 08/13/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel J Seal | 2776132 | 4 | 04/08/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Omar Scott | 2445966 | 7 | 02/20/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Lawrence Brentlinger | 5789194 | 1 | 01/26/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |