Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew V Payne | 4468462 | 1 | 12/02/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ivan Garland Earle | 1855578 | 3 | 11/15/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip O Cochrane | 5499648 | 1 | 04/21/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Omar Scott | 2445966 | 7 | 03/04/2009 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lee Metz | 4272226 | 3 | 05/07/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Antonio Luna | 4585460 | 1 | 03/30/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Lawrence Bryant | 4361862 | 3 | 02/11/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Ray Goodlow | 5524686 | 3 | 11/15/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lee Metz | 4272226 | 3 | 11/05/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Warren Ervin Leland | 1750381 | 3 | 06/05/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |