Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Scott Murray | 4684835 | 1 | 10/07/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Seth Matthew Monroe | 5438491 | 3 | 06/21/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Mark Edward Younger | 1730845 | 1 | 01/03/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Anthony Devaughn Hines | 5863317 | 1 | 10/25/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Kevin Michael Quigley | 1093649 | 5 | 10/22/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Charles P Raleigh | 4347255 | 1 | 10/17/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Chris Scott Howard | 1523819 | 8 | 06/18/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Linnette Echevarria Rainusso | 6583711 | 2 | 07/14/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Angela Christine Reed | 5861334 | 4 | 04/20/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Luis Omar Scott | 2445966 | 7 | 02/24/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |