Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Thomas Dineen | 68309 | 5 | 05/10/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Hemchand Segobind | 4450400 | 2 | 04/15/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marco A Daniel | 4974945 | 4 | 01/08/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Kujenga Ashe | 5770916 | 12 | 07/31/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Miner | 5755206 | 2 | 07/31/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Deanne Marie Chrystal | 7114886 | 2 | 03/20/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Cox | 2109421 | 1 | 12/22/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rafael Brito | 5026310 | 2 | 11/06/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Ray Hartley | 1141270 | 8 | 08/05/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lazaven Mitchell | 7549756 | 1 | 12/24/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |