Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gabriel James Meier | 3196090 | 5 | 03/26/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Augustus Hunter | 4915332 | 4 | 11/28/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Edward Smyth | 4700258 | 7 | 11/01/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Abdiel Felipe Gonzalez | 6979026 | 1 | 05/09/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Augustus Hunter | 4915332 | 4 | 05/01/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lakendrick James | 7007763 | 3 | 04/06/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Augustus Hunter | 4915332 | 4 | 03/08/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Natalie C Brooks | 6768133 | 3 | 10/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Jay Isaacman | 2098872 | 1 | 09/27/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Grigor Altunyan | 2577621 | 2 | 09/11/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |