Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Gentry Semones | 6850181 | 1 | 03/09/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Thomas Towey | 1175708 | 1 | 02/05/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pedro Ocampo Dominguez | 6681498 | 1 | 01/21/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Augustus Hunter | 4915332 | 4 | 11/28/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Edward Smyth | 4700258 | 9 | 11/01/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Abdiel Felipe Gonzalez | 6979026 | 1 | 05/09/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Augustus Hunter | 4915332 | 4 | 05/01/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lakendrick James | 7007763 | 3 | 04/06/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Augustus Hunter | 4915332 | 4 | 03/08/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Valentina Maldonado Hepler | 5861405 | 3 | 12/15/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |