Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Phil Donahue | 1206346 | 4 | 02/10/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Peggy Allison Hensley | 2848921 | 1 | 01/18/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Bradley Dean Stokke | 4436226 | 2 | 09/06/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Phil Donahue | 1206346 | 4 | 08/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Linnette Echevarria Rainusso | 6583711 | 2 | 05/12/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Daniel J Seal | 2776132 | 4 | 04/21/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Leslie Gilmore | 7781968 | 2 | 12/30/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jose Batalla | 4140971 | 2 | 11/08/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Angela Christine Reed | 5861334 | 4 | 07/21/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Fernando Enriquez | 6639998 | 1 | 06/02/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |