Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edmond Hartwell Randle | 1172253 | 6 | 03/02/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Francis Scott Toohey | 1312425 | 2 | 07/14/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Louis Keating | 1234118 | 2 | 06/04/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sergio Rodriguez Magana | 3211829 | 2 | 03/04/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Miller Close | 1089876 | 1 | 08/24/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ivan Garland Earle | 1855578 | 3 | 05/01/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raul Humberto Gamboa | 6632465 | 4 | 07/13/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Thomas Grande | 2507288 | 1 | 03/08/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pajtsheng Vang | 1630517 | 1 | 01/26/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marcia Wemhoff Young | 1123500 | 3 | 12/23/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |