Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lowell G Johnson | 4453636 | 1 | 10/16/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bozena Grazyna Janczar | 4152859 | 1 | 05/02/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Anthony Mejia | 5100137 | 1 | 01/02/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raul Humberto Gamboa | 6632465 | 4 | 11/18/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ivan Garland Earle | 1855578 | 3 | 11/14/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos David Perez | 6363957 | 4 | 04/05/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John David Cujak | 2894424 | 2 | 09/05/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terrell Javon McCuiston | 4190927 | 4 | 05/29/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Steven Finkelstein | 2718919 | 1 | 05/15/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Judy T Hopkins | 3036946 | 3 | 02/27/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |