Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Kruss | 6727328 | 8 | 03/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Carolyn Burwell | 5283147 | 6 | 03/28/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Powell | 5778879 | 5 | 03/25/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Owen | 4707899 | 17 | 03/15/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Benjamin Rigor Gines | 6418486 | 4 | 03/14/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lisa Miyo Broughton | 2595215 | 1 | 03/13/2024 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| David Powell | 5778879 | 5 | 03/12/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Anthony Olges | 7124160 | 2 | 03/08/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Benjamin Rigor Gines | 6418486 | 4 | 03/04/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rebecca Sander | 7927422 | 5 | 02/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |