Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Carlos Alberto Rivera-Vega | 2904962 | 2 | 09/03/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Colen Kendre Smith | 7555768 | 2 | 09/01/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Jessica Esther Aguiamos | 6985550 | 9 | 08/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Celestine Hollan | 7355001 | 4 | 08/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Jessica Esther Aguiamos | 6985550 | 9 | 08/25/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
David Alan Morris | 6374850 | 3 | 08/11/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Agustin Tonsay | 6193442 | 7 | 07/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Holly Danielle Legan | 7634671 | 6 | 07/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Richard Dameron | 1641769 | 8 | 07/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Marcia Pier-Angeli Murphy | 4950839 | 2 | 07/27/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |