Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Sandra Sanon | 5903383 | 1 | 12/08/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Gary Vincent Wyssling | 1625907 | 1 | 12/01/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Michael Lee Wells | 1217410 | 17 | 04/01/2014 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
Terrill Knighton | 2311217 | 4 | 04/04/2003 | Customer Dispute | Pending | $8,000.00 | $0.00 | See FINRA Report |
Jeannine Suzzanne Martin | 2361060 | 1 | 04/15/2002 | Customer Dispute | Pending | $2,800.00 | $0.00 | See FINRA Report |
Iva Walker Mallory | 2270760 | 2 | 07/11/2001 | Customer Dispute | Pending | $35,000.00 | $0.00 | See FINRA Report |
Anne Marie Manfredi Baxter | 1265636 | 1 | 04/26/2000 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
Nicholas Louis Keating | 1234118 | 2 | 05/16/1997 | Customer Dispute | Pending | $16,697.00 | $0.00 | See FINRA Report |