Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sharmaine Deborah Guy | 2665246 | 3 | 09/26/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Marie Thelusma-Chase | 7262497 | 1 | 08/22/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Luis Leonardo Fernandez | 7911214 | 1 | 07/12/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Tolliver | 2189563 | 3 | 07/01/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Juan Jose Gomez-Rivera | 2758993 | 2 | 05/29/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Muminah R Abdul-Malik | 5510900 | 1 | 05/02/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alicia Dawn Teet-Jeter | 4391531 | 3 | 02/09/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| McArthur Clark | 7304411 | 1 | 08/20/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cornise Mahalia Yearwood | 6611250 | 2 | 05/22/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rose Marie Verdin | 4238297 | 4 | 09/28/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |