Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joey Luis Rosa | 7310690 | 4 | 03/19/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Armando Ramos Moreno | 6920823 | 1 | 02/14/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Patrick L Pacheco | 6479190 | 3 | 11/06/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Kashundra Magby Brewer | 7279603 | 10 | 10/23/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Manuel G Taramona | 6215549 | 3 | 10/21/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Joey Luis Rosa | 7310690 | 4 | 09/28/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Marilyn Ruth Folz | 2692501 | 1 | 09/23/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Kashundra Magby Brewer | 7279603 | 10 | 09/21/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Stephen Francis Cocco | 5078930 | 1 | 07/10/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Patrick Sean Yandell | 6226869 | 5 | 06/24/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |