Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christina McCarty Garrett | 7385007 | 4 | 10/21/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Kevin German | 7563417 | 9 | 09/27/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Kevin German | 7563417 | 9 | 09/25/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Kevin German | 7563417 | 9 | 09/07/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Kevin German | 7563417 | 9 | 08/31/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Kevin German | 7563417 | 9 | 08/31/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Lisa Anne Bynum | 4167635 | 2 | 07/19/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Mario Rivero | 5761669 | 2 | 06/09/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Shane Eric Digiovanni | 6785025 | 1 | 05/27/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Rodney Barney | 4611172 | 1 | 05/20/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |