Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaclyn Moura | 6223544 | 3 | 09/06/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Carlos Alberto Rivera-Vega | 2904962 | 2 | 09/03/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Chigozie Christopher Ezenagu | 7863843 | 10 | 08/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jessica Esther Aguiamos | 6985550 | 10 | 08/25/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Holly Danielle Legan | 7634671 | 6 | 07/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Andrew Christodoulou | 7537200 | 6 | 07/08/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin German | 7563417 | 9 | 06/30/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Karin Dabon | 6145451 | 3 | 06/29/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael D Cooney | 4934438 | 10 | 06/24/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael D Cooney | 4934438 | 10 | 06/24/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |