Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Gil Leano | 2650052 | 6 | 01/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Darrell Daniels | 4645315 | 2 | 01/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ruthann Hermsen | 4947423 | 8 | 01/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Carolyn Burwell | 5283147 | 6 | 01/27/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Theodore Daniel Johnson | 2469785 | 1 | 01/10/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Anthony Hogan | 7737073 | 5 | 12/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ronald Patrick Coleman | 5051918 | 1 | 12/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Hardy | 6104839 | 4 | 11/30/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Charisse Nixon Bogan | 6777629 | 1 | 11/14/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ruthann Hermsen | 4947423 | 8 | 09/23/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |